Compliance Solutions

The Mizen Approach

We have developed unique proprietary diagnostic tools to help clients address challenges faced in today’s regulatory environment. These diagnostics assist with in-depth explorations of your compliance programs and determine gaps, inefficiencies and areas for improvement. Additionally, we offer personalized advisory services in compliance domains to support you with compliance enhancement or remediation projects. 

Our products, platforms and services provide solutions that ensure compliance with regulatory obligations for financial institutions including:

  • Banks
  • Insurance companies
  • Credit unions
  • Fintechs
  • Broker-dealers

Mizen products may be licensed for use by all financial institutions as well as third-party providers.



Mizen has developed innovative diagnostic products to assist in managing compliance processes efficiently and effectively. Our diagnostics are standalone but may be used on the MCMP or your own management platform.

Our approach explores the culture of the institution to understand operational barriers as well as compliance processes in depth to gauge effectiveness and sustainability. The results of culture and process diagnostics may be converged or utilized separately.

Culture Assessments

  • Assess the strength of your institution’s compliance and conduct cultures
  • Provide independent benchmark of behaviors and practices

Process Assessments

  • Self-assess the completeness and effectiveness of your compliance program processes:
    • AML and Sanctions
    • Conduct Risk
    • Corporate Compliance
    • Customer Product Suitability
    • Cybersecurity
    • Data Protection

Fintech Registry

The Fintech Registry, a cloud-based platform that provides Compliance as a Service (CaaS) to Fintech firms and serves as a marketplace for banks to engage with them. Coming Soon!



Mizen Compliance Management Platform (MCMP)

Designed by a team of regulatory, compliance and technical experts and powered by ViClarity, the MCMP is a versatile platform that houses Mizen diagnostics and lets you manage your compliance processes in a centralized manner.

Smart Data Investigation Platform (SDIP)

This unique platform, powered by Desilian, provides extensive e-discovery functionality to perform enhanced forensic investigations and due diligence to support any investigation in financial services, law firms or investigative practices.



Using our innovative products, Mizen provides a range of services to help you manage and enhance your compliance program:

  • Compliance Program Assessments
  • Compliance Program Design
  • Culture Assessment
  • Data Analytics
  • Data Governance and Data Validation
  • Implementation, Testing, Optimization
  • Model Validation
  • Outsourced CCO Solutions
  • Transaction Reviews